Difference of Two Numbers with Similar Continued Fraction Expansions.

57 Views Asked by At

I'm trying to understand the proof of Lemma 2.1 in the paper Analyse de Fourier des fractions continues à quotients restreints by Queffelec and Ramare. (Link: https://ramare-olivier.github.io/Maths/kaufmanbis.pdf) The original is in French. I will translate below and then ask my questions.

Notation.

Let $x$ be a real number with simple continued fraction expansion $x=[0;a_1(x),a_2(x),\ldots]$. Define $x_{k+1} = [a_{k+1}(x);a_{k+2}(x),a_{k+3}(x),\ldots]$. Define $P_k(x)$ and $Q_k(x)$ to be the unique relatively prime positive integers such that $$[0;a_1(x),a_2(x),\ldots,a_k(x)] = \dfrac{P_k(x)}{Q_{k}(x)}$$

Lemma 2.1

Let $N \geq 2$ be an integer. Let $x$ and $y$ be two real numbers with continued fractions expansions $x=[0;a_1(x),a_2(x),\ldots]$ and $y=[0;a_1(y),a_2(y),\ldots]$.
If $a_i(x), a_i(y) \in \{1,\ldots,N\}$ for every $i$ and $a_i(x) = a_i(y)$ for $1 \leq i \leq k$, then \begin{align} \label{1}\tag{1} |x-y| &\leq \dfrac{N^2}{Q_{k+1}(x)^2} \end{align} If, in addition, $a_{k+1}(x) \neq a_{k+1}(y)$, then \begin{align} \label{2}\tag{2} |x-y| &\geq \dfrac{1}{N(N+2)Q_{k+1}(x)^2} \end{align}

Proof

We have $Q_i(x) = Q_i(y)$ for $1 \leq i \leq k$, so we write $Q_i := Q_i(x) = Q_i(y)$ for $1 \leq i \leq k$. We have \begin{align}\label{3}\tag{3} x-y = \dfrac{(-1)^k (y_{k+1} - x_{k+1})}{(x_{k+1} Q_k + Q_{k-1})(y_{k+1} Q_k + Q_{k-1})}, \end{align} \begin{align}\label{4}\tag{4} y_{k+1} Q_k + Q_{k-1} \leq \left( \dfrac{y_{k+1}}{a_{k+1}(x)} + 1 \right) ( a_{k+1}(x) Q_k + Q_{k-1} ) \leq (N+2) Q_{k+1}(x), \end{align} \begin{align}\label{5}\tag{5} y_{k+1} Q_k + Q_{k-1} \geq \dfrac{1}{a_{k+1}(x)} ( a_{k+1}(x) Q_k + Q_{k-1} ) \geq \dfrac{1}{N} Q_{k+1}(x). \end{align} It remains to lower bound $|y_{k+1} - x_{k+1}|$ under the hypothesis $a_{k+1}(x) \neq a_{k+1}(y)$. The worst that can happen is that $x_{k+1}$ is as large as possible compared to $a_{k+1}(x)$, that $a_{k+1}(y) = a_{k+1}(x) + 1$, and that $y_{k+1}$ is as small as possible. Then \begin{align}\label{6}\tag{6} |y_{k+1} - x_{k+1}| \geq 1 - \dfrac{\sqrt{N^2 + 1}}{N+1} + \dfrac{\sqrt{2}}{N+1} \geq \dfrac{1}{N} \end{align}

Questions

  1. How to get the first inequality in \eqref{6}? I don't understand the argument.
  2. If I combine \eqref{3}, \eqref{4}, \eqref{6}, I get: \begin{align} |x-y| \geq \dfrac{1}{N(N+2)Q_{k+1}(x)} \cdot \dfrac{1}{x_{k+1} Q_k + Q_{k-1}} \end{align} To obtain \eqref{2}, it seems like I am supposed to have $x_{k+1} Q_k + Q_{k-1} \leq Q_{k+1}(x)$. But that isn't true because $x_{k+1} Q_k + Q_{k-1} > a_{k+1}(x) Q_k + Q_{k-1} = Q_{k+1}(x)$. How am I supposed to deduce \eqref{2} from what's stated in the proof?