A trick in the proof of equivalence of Hartogs' extension theorem?

100 Views Asked by At

When we prove the equivalence of two forms of Hartogs' extension theorem, one is an open set minus a compact set, one is an bounded open set with connected boundary.
Theorem 1. Let $U$ be an open subset of $\mathbb{C}^n, n\geq 2$ and $K$ be a compact subset of $U$ such that $U\setminus K$ is connected, then $$\mathcal{O}(U\setminus K)=\mathcal{O}(U).$$

Theorem 2. Let $U$ be a bounded domain of $C^n,n\geq 2$ with connected boundary, then every $f\in \mathcal{O}(\partial U)$ can be extended to a function $f\in \mathcal{O}(U)\cap C(\overline{U})$.

Question: Let $U$ be a bounded open set of $\mathbb{C}^n(n\geq 2)$ with connected boundary and $V$ be a neighborhood of $\partial U$, how can we find open subset $U_1,U_2$ with smooth boundaries such that $$U_1\subset\subset U\subset\subset U_2, \overline{U_2\setminus U_1}\subset V$$ and $\mathbb{C}^n\setminus\overline{U_1}$ is connected.

1

There are 1 best solutions below

0
On

I have solved the question for the case of $\mathbb{C}^n$ by solving the $\overline{\partial}$ equaton, but I wonder if it is still true when $n=1 $ or $K\subset\mathbb{R}^n$. I think it is because it is just a topological problem for the restriction of connectedness, but I don't know how to do it.

Definition Let $S\subset\mathbb{R}^n$ be a subset, define the topological hull $\mu(S)$ to be the union of $S$ with all connected components of $S^c$ that are relatively compact in $\mathbb{R}^n$.

Lemma 1. $\mu(S)$ is closed if $S\subset\mathbb{R}^n$ is closed.
Proof Since $S$ is closed, then any connected components of $S^c$ is open, hence $\mu(S)^c$ being the union of those components of $S^c$ which are not relatively compact is again open. $\square$

Lemma 2. If $\emptyset\neq K\subset\mathbb{R}^n$ is compact, then $\mu(K)$ is also compact.
Proof Since $K$ is compact, we can find an open set $U$ such that $$K\subset\subset U\subset\subset \mathbb{R}^n,$$ then $\partial U$ is compact. Choose connected open sets $U_1,\cdots U_k$ covering $\partial U$ and such that $U_i\cap K=\emptyset$ for every $1\leq i\leq k$.
Claim: Any connected component of $K^c$ not contained in $U$ must contain at least one of the $U_j$.
Proof of the claim: Suppose not, then there exists a connected component $O$ of $K^c$ such that $O\not\subseteq U$ and $U_i\not\subseteq O$ for any $1\leq i\leq k$. Note that $\partial O\subset \partial K\subset K$, then $\partial O\cap U_i=\emptyset$, and then $U_i\cap O=\emptyset$ by the connectedness of $U_i$ and $U_i\not\subseteq O$. Also, we know $O\cap U=\emptyset$ since $O\not\subseteq U$. Therefore, $$\partial O\subset \partial U^c\cap K=\partial U\cap K=\emptyset,$$ whic implies $O=\mathbb{C}^n$. Moreover, $K=\emptyset$. Contradiction.
Now continue the proof. By the claim, we know there are only finitely many relatively compact component not contained in $U$. Write them as $O_1,\cdots,O_l$, then $$\mu(K)\subset K\cup O_1\cup\cdots O_l.$$ By the above lemma, we know $\mu(K)$ is closed, hence $$\mu(K)\subset K\cup\overline{O_1}\cup\cdots \overline{O_l}$$ is compact. $\square$

Proposition 1 If $\emptyset\neq K\subset \mathbb{C}^n(n\geq 2)$ is compact, then $\mu(K)^c$ is connected.
Proof Suppose not, let $\{O_i\}_{i\in I}, |I|\geq 2$ be the connected components of $\mu(K)^c$. By definition of $\mu(K)$, we know no $V_i$ is relatively compact in $\mathbb{C}^n$. Let $\lambda: I\rightarrow \mathbb{N}$ be an injective function, which can be done since $I$ is at most countable. Define a function $f\in \mathcal{O}(\mu(K)^c)$ that equals $\lambda(i)$ on $O_i$. By Lemma 2, $\mu(K)$ is compact, we can choose an open neighborhood $L$ of $\mu(K) $ such that $\overline{L}$ is compact. Choose a smooth function $\varphi$ which vanishs on a neighborhood of $\mu(K)$ and $\varphi=1$ on $L^c$.
Let $g=\varphi f$ on $\mu(K)^c$, and $g=0$ on $\mu(K)$, then $g\in C_c^\infty(\mathbb{C}^n)$. By [Hor, Thm 2.3.1], we know there exists a function $u\in C_c^\infty(\mathbb{C}^n)$ such that $\overline{\partial}u=\overline{\partial}g$, hence $g-u\in \mathcal{O}(\mathbb{C}^n).$ If $z\in O_i$ and $|z|$ is enough large, then $g(z)-u(z)=\lambda(i)$. By the identity theorem of holomorphic functions, we know $g-u\equiv \lambda(i)$ on $V_i$, hence $g-u\equiv \lambda(i)$ on $\mathbb{C}^n$. But this impossible since $|I|\geq 2$ and $\lambda$ is injective. $\square$

Now we can prove the following Proposition:
Proposition 2 Let $U\subset \mathbb{C}^n(n\geq 2)$ be a bounded open set with connected boundary, $K\subset U$ be a compact subset and $V=\mu(K)^\circ$, then $V\subset\subset U$ and $\mathbb{C}^n\setminus\overline{V}$ is connected.
Proof Let $O$ be the unbounded component of $K^c$, we claim that $\partial U\subset O$. If $K=\emptyset$, this is clear.
If $K\neq\emptyset$. Since $\partial O\subset K$, then $\partial U\cap \partial O=\emptyset$. Since $\partial U$ is connected, we only need to show that $\partial U\cap O\neq \emptyset$. Suppose not, then $\partial U\cap O=\emptyset$. Note that $O$ is unbounded, then $O\not\subseteq U$. Hence by the connectedness of $O$, we know $O\cap U=\emptyset$. So $$\partial O\subset\partial U^c\cap K=\partial U\cap K=\emptyset,$$ which implies $O=\mathbb{C}^n$ and then $K=\emptyset$, contradiction.
Now for any other components $O_i$ of $K^c$, we know $O_i$ is bounded and $\partial U\cap O_i=\emptyset$. If $O_i\cap U=\emptyset$, then $$\partial O_i\subset \partial U^c\cap K=\partial U\cap K=\emptyset,$$ contradiction. Hence $O_i\subset U$ by the connectedness of $O_i$. Note that $\partial O_i\subset K\subset U$, then $O_i$ is relatively compact in $U$. We conclude that $\mu(K)\subset U$.
Let $V=\mu(K)^{\circ}$, then $$\overline{V}\subset \overline{\mu(K)}=\mu(K)\subset U,$$ and since $V\subset \overline{V}\subset \mu(K)$, we have $$\mu(K)^c\subset \mathbb{C}^n\setminus\overline{V}\subset V^c=(V^\circ)^c= \overline{\mu(K)^c}.$$ Therefore, $\mathbb{C}^n\setminus\overline{V}$ is connected by Proposition 1. $\square$

Proposition 3 Let $U\subset\mathbb{R}^n$ be an open set, then there exists a sequence of bounded open sets $U_n$ with smooth boundary such that $U_n\subset\subset U_{n+1}\subset\subset U$ for all $n\in\mathbb{N}^{+}$ and $U=\cup_{n=1}^\infty U_n$.

Now return to the problem. Since $V\supset\partial U$ and $U$ is bounded, then $U\cap V^c$ is a compact subset of $U.$ By Proposition 3, we can choose open subset $W\subset\subset U$ with smooth boundary such that $U\cap V^c\subset W.$ Let $K=\overline{W}$ and $U_1=\mu(K)^\circ$, then $$\overline{U\setminus U_1}=\overline{U\setminus \overline{U_1}} =\overline{U\setminus \overline{\mu(K)^\circ}}\subset \overline{U\setminus \overline{K^\circ}}\subset\overline{U\setminus \overline{W}} \subset \overline{U\setminus \overline{U\cap V^c}}=\overline{U\cap (U^c\cup V)^\circ}$$ $$=\overline{U\cap ({\overline{U}}^c\cup V)}=\overline{U\cap V}\subset\overline{V}$$ By Proposition 3, choose open set $W$ with smooth boundary such that $$\partial U\subset\subset W\subset\subset V,$$ let $U_2=U\cup W,$ then $U\subset\subset U_2$ and $$\partial U_2=\overline{U\cup W}\setminus (U\cup W)=(\overline{U}\cup \overline{W}) \cap (U^c\cap W^c)=(\overline{U}\cap U^c)\cup (\overline{W}\cap W^c)=\partial U\cup \partial W$$ is smooth, and that $$\overline{U_2\setminus\overline{U}}=\overline{U_2\setminus U}=\overline{W}\subset V.$$ Therefore, $$U_1\subset\subset U\subset\subset U_2,\overline{U_2\setminus U_1}\subset \overline{V},$$ $\mathbb{C}^n\setminus\overline{U_1}$ is connected and $U_1,U_2$ have smooth boundaries. $\square$

[Hor] Lars Hormander. An introduction to complex analysis in several variables.