Homotopy type of the diffeomorphism group of the sphere.

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I've seen in several places the claim that

$$\mathrm{Diff}(S^n) \approx O(n+1) \times \mathrm{Diff}(D^n\,\text{rel}\,\partial D^n),$$

where:

  • $\mathrm{Diff}(S^n)$ is the group of $C^{\infty}$ diffeomorphisms of the $n$-sphere.
  • $O(n+1)$ is the orthogonal group.
  • $\mathrm{Diff}(D^n\,\text{rel}\,\partial D^n)$ is the group of diffeomorphisms of the $n$-dimensional unit disk which restrict to the identity on the boundary.
  • $\approx$ means homotopy equivalence.

Moreover, the objects above have the $C^{\infty}$ topology.

Question: what is the most elementary way to prove this?

My thoughts: I know that $S^n$ can be viewed as $D^n$ modulo its boundary. From this description, a naive guess would be that

$$\mathrm{Diff}(S^n) \approx \mathrm{Diff}(D^n\,\text{rel}\,\partial D^n) \times \mathrm{Diff}(\partial D^n),$$ by breaking up what a diffeomorphism does inside the disk and on the boundary. I know this is false, but I'm not sure why.

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There are 3 best solutions below

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This is an important fact that I quote a lot, so it seems useful to have a proof written down.

The essential tool is the following. Let $G$ be a topological group that acts transitively on a space $X$ in a reasonable way (precisely, the action admits local slices). Then picking a basepoint $x$ and acting on it, we obtain a fiber sequence $$G_x \to G \to X$$ where $G_x$ is the stabilizer of $x$. In particular, if either the stabilizer $G_x$ or the space $X$ is contractible, then the map $G \to X$ (resp. $G_x \to G$) is a homotopy equivalence. If the action admits a global section, then the section provides a homeomorphism $G_x \times X \to G$.

Now let us prove your desired claim in parts.

1) Let $\text{Diff}_{T_x}(M)$ denote the space of diffeomorphisms which fix $x$ and for which the differential $T_x M \to T_x M$ is the identity. Then $\text{Diff}(M)$ acts transitively on the frame bundle $\text{Fr}(M)$, the principal $GL_n$-bundle associated to the tangent bundle. In the special case $M = S^n$, this action admits a section: if $SL^\pm_n(\Bbb R)$ denotes matrices with determinant $\pm 1$, then $SL^\pm_n(\Bbb R)$ acts smoothly on $S^n$ via $(A, x) \mapsto Ax/\|Ax\|$. This induces an action on $\text{Fr}(S^n)$ which (check!) is free and transitive. Thus picking out the corresponding element of $SL^\pm_n(\Bbb R)$ determines the section.

Finally, $O(n)$ is the maximal compact subgroup of $GL_n$, and $GL_n = SL^\pm_n \times \Bbb R^+$, so in particular we have up to homotopy the decomposition $\text{Diff}(S^n)\simeq \text{Diff}_{T_x}(S^n) \times O(n)$. Now our job is to determine the homotopy type of the first factor.

2) Let $\mathcal D_x$ be the space of germs of smooth embeddings $f: D^n \hookrightarrow S^n$ so that $f(0) = x$ and $df_0$ is a fixed isomorphism $\Bbb R^n \to T_x S^n$. Then $\text{Diff}_{T_x}(S^n)$ acts on $\mathcal D_x$. I claim this action is transitive and $\mathcal D_x$ is contractible; the stabilizer of a disc is the space of diffeomorphisms that are the identity on that disc.

First, $\mathcal D_x$ is contractible. Because we are working with germs, we may as well consider these as embeddings of discs into $\Bbb R^n$ so that $f(0) = 0$ and $df_0 = \text{Id}$. This space of (germs of) discs is contractible, via the following homotopy: $$f_t(x) = f((1-t)x)/(1-t) \;\;\;\;\;\text{ for } t<1,$$ $$f_1(x) = \text{Id},$$ where by the identity I mean the canonical inclusion $D^n \hookrightarrow \Bbb R^n$; the point is that $\lim_{t \to 1} f_t$ is precisely the derivative of $f$ at $0$.

The stabilizer of any one fixed germ is the space of diffeomorphisms that fix a neighborhood of $x$; call this $\text{Diff}_U(S^n)$. We have just seenm that $\text{Diff}_{U(x)}(S^n) \simeq \text{Diff}_{T_x}(S^n)$.

Note that the above procedure in fact produces an isotopy from any one (germ of a) disc to another. By the isotopy extension theorem, this implies that $\text{Diff}_{T_x}(S^n)$ acts transitively on this space, as desired.

3) Now clearly by "unfurling" at the basepoint, $\text{Diff}_{U(x)}(S^n) \cong \text{Diff}_{U(\partial)}(D^n)$, the space of diffeomorphisms of $D^n$ that fix a neighborhood of the boundary. The procedure here is just the same as before: $\text{Diff}(D^n,\partial D^n)$ acts transitively on the space of 'collars', germs of embeddings $S^{n-1} \times [0,1) \hookrightarrow D^n$ that are the identity on the boundary. (The content of this is essentially that the space of germs of diffeomorphisms $[0,1) \to [0,1)$ is contractible; you could think of this as a version of the Alexander trick that doesn't extend across the whole of the sphere, only a neighborhood of the boundary.) The stabilizer of a fixed germ is precisely $\text{Diff}_{U(\partial)}(D^n)$. So finally, we have $$\text{Diff}_{T_x}(S^n) \simeq \text{Diff}_{U(x)}(S^n) = \text{Diff}_{U(\partial)}(D^n) \simeq \text{Diff}(D^n, \partial D^n).$$ This is the desired result.

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Let's say that in a diffeomorphism $S^n = D^n/ \partial D^n$, the image of $\partial D^n$ is $x_0$.

Take a diffeomorphism $f$ of $S^n$. Choose $g \in O(n+1)$ such that $g(f(x_0)=x_0$. Then $g \circ f$ identifies with a diffeomorphism of $D^n$ that fixes $\partial D^n$.

Or maybe the other sens is easier : a diffeomorphim $\phi$ of $D^n$ rel. to $\partial D^n$ identifies with a diffeomorphism of $S^n$ that fixes $x_0$. Then composing with a $g \in O(n+1)$, we get a diffeomorphim of $S^n$. And since the action of $O(n+1)$ on $S^n$ is transitive, we get by this way all the diffeomorphism of $S^n$.

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A proof can also be found in

  1. Section 5.3.1, Proposition 11, page 341 of
    J. Cerf
    Topologie de certains espaces de plongements
    Bulletin de la Société Mathématique de France, Vol. 89 (1961), 227-380.
    https://doi.org/10.24033/bsmf.1567

or in

  1. Lemma 1.1.5 of
    P.L. Antonelli, D. Burghelea, P.J. Kahn
    The non-finite homotopy type of some diffeomorphism groups
    Topology, Vol. 11 (1972), Issue 1, 1-49
    https://doi.org/10.1016/0040-9383(72)90021-3