Prove equivalence of Axiom of choice and Zorn's lemma

962 Views Asked by At

I have the following proof and there are some steps I do not understand. Can anyone explain to me what is going on?

Claim: (AC) $\implies$ Zorn's lemma

Proof:

Assume that $S$ is a partial ordered set, and that every chain in $S$ has an upper bound. To show: $S$ has a maximal element.

For $A\subset S$ define $\Delta(A):=\{y\in S:\forall x\in A(y>x)\}$. Let $f:\mathcal{P}\to S$ be a choice function. For $A\subset S$ define \begin{equation} U(A)= \begin{cases} f(\Delta(A)),\ \text{ for }\Delta(A)\neq\emptyset\\ f(S),\ \text{ otherwise } \end{cases} \end{equation}

Use transfinite recursion: There exists a class function $G:\Omega\to V$ such that \begin{equation} \begin{cases} G(\alpha)=U(G\mid_\alpha)\\ G(\emptyset)=U(\emptyset)=f(S)=:a_0\\ \end{cases} \end{equation} where $G\mid_\alpha=\{\langle\beta,G(\beta)\rangle:\beta\in\alpha\}$. Hartogs theorem implies that there exists an ordinal $\gamma\in\Omega$ for which there is no injection $\gamma\to S$. Then $G(\gamma)=a_0$.

What is this proof doing actially? I think the idea is to construct a chain which is actually $S$ but I do not see how is it doing here. And what about the conclusion? Can someone give me the missing details?

Thank you

2

There are 2 best solutions below

6
On BEST ANSWER

Here's the intuition behind the proof. You want to find a maximal element of $S$. How do you find it? You start with an element $s_0\in S$. If $s_0$ is maximal, you're done. If not, then you can find a bigger element $s_1\in S$. If $s_1$ is maximal, you're done. If not, you can find a bigger element $s_2\in S$. If $s_2$ is maximal, you're done. If not, ...

OK, so you keep repeating this. But what if you define $s_0<s_1<s_2<\dots$ for infinitely many steps without ever finding a maximal element? Then $\{s_0,s_1,s_2,\dots\}$ is a chain, so by hypothesis it has an upper bound. Choose such an upper bound and call it $s_\omega$. Now we can start the process all over: if $s_\omega$ is maximal, we're done. Otherwise, choose a larger element and call it $s_{\omega+1}$. If $s_{\omega+1}$ is maximal, we're done. And so on.

You can continue this process defining $s_\alpha$ for ordinals $\alpha$ by induction. If $s_\alpha$ is ever maximal, you win. If $s_\alpha$ is not maximal, define $s_{\alpha+1}$ to be something bigger than $s_\alpha$. If $\alpha$ is a limit ordinal and you've defined $s_\beta$ for all $\beta<\alpha$, all the $s_\beta$ you have defined so far form a chain, so choose an upper bound for this chain and call it $s_\alpha$.

By Hartogs' theorem, this process can't go on forever, since it would give an injection from all the ordinals to $S$. The only way it can stop is if you find a maximal element. Therefore, you will eventually find a maximal element.


The proof is just making the idea above a bit more precise. Instead of describing an iterative inductive process, it more rigorously invokes transfinite recursion to give a definition of the function $G$ (what it calls $G(\alpha)$ is what I called $s_\alpha$) all at once. And the axiom of choice is used in a key way. At each step of the induction, you need to choose an element $s_{\alpha+1}>s_\alpha$, or an upper bound for your chain. In order to make all these choices, you use the axiom of choice to name a choice function $U$ ahead of time which you will use to make all the choices.

0
On

This proof uses transfinite recursion to construct a chain. Then arguing that it has an upper bound, by the assumption on the partial order, which has to be a maximal element.

The construction is simple, if there is a way to extend the chain by adding a proper upper bound, use the axiom of choice to choose an element for this extension. If not, then we had to have a maximal element already. This process has to stop since otherwise we constructed an injection from the class of ordinals into our set. Which we know we cannot do.