Unique ground state of Schrödinger Operators

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I'm reading a book and there is an argument that the ground state of a Schrödinger operator is unique. The problem is I think the argument is complete non-sense! These are lecture notes by Witten, I will mark the places I have comments with numbers in sup-scripts.


Here our Schrödinger operator is an operator $H$ on $L^2(\mathbb R)$ that is of the form $-\Delta + U(x)$, where $U(x) \to \infty$ as $|x| \to \infty$. Consider for any $f \in L^2(\mathbb R)$ $^{[1]}$: $$(f,Hf) = \int_{-\infty}^\infty |f'(x)|^2 +U(x) |f(x)|^2$$ The ground state is the global minimum of this energy functional on the sphere $\|f\|=1$.$^{[2]}$ Let $f$ be a ground state with energy $E_0$, then $f$ has constant sign:

Suppose that $f$ changes sign at some point $x_0$, since $f$ satisfies the Euler-Lagrange equation $H f= E_0$ we have $f'(x_0)\neq0$ $^{[3]}$. Consider the function $|f|$. It is clear that $(|f|,H|f|)=E_0$ but $|f|$ is not smooth, so it doesn't satisfy the Euler-Lagrange equation $H\psi = E_0 \psi$ and thus cannot be a minimum, $^{[4]}$ so the smallest value of $(\psi,H\psi)$ on the sphere is smaller than $E_0$ which is a contradiction.

Uniqueness follows easily from that consideration, two groundstates must have constant sign so $(f_1,f_2)\neq0$ $^{[5]}$ whenever $f_1, f_2$ are grounds states. But in any subspace that is not one dimensional we can find two orthogonal vectors, thus arriving at a contradiction.


My problems:

  1. Strictly speaking $H$ is defined on a subspace of $L^2(\mathbb R)$, not on the entire space. It doesn't seem like as if it would be a problem to restrict $H$ onto just the Schwartz-space (if $U$ has polynomial growth), but is it really ok?

  2. Why is it clear that the ground state exists from this consideration?

  3. If $f$ satisfies the Euler Lagrange equation (which is $f''(x)=U(x)f(x)$ here), then $f'(x)$ cannot be zero unless $f$ itself is zero everywhere, that is true. But we are looking for minima of $(f,Hf)$ in $L^2(\mathbb R)$, the functions that satisfy EL definitely do not need to be square normalisable. Why can we assume that $f$ satisfies EL?

    If you for example look at the harmonic oscillator, you have $U(x)=x^2$ and the ground state looks like $e^{-c x^2}$ for some $c$. If you check you find that this does not solve the EL equations.

  4. Again, why do the EL equations have to be satisfied for the minimum? How is this not non-sense?

  5. What if $f_1, f_2$ are localised at different locations? Ie if $f_1=0$ in the region where $f_2 \neq 0$. The EL equations forbid $f$ being zero in an open region, ok. But we have seen that the ground state does not actually need to satisfy the EL equations!


Is the proof wrong or am I missing essential details?

I would be happy if somebody could point me in the direction of how to fix my problems.

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I'm not exactly sure what level of rigour you're aiming for; the problem may at least in part be that you're expecting more rigour than physicists usually care for; but here are two (possibly related) points at which I don't follow your objections: You write that the Euler-Lagrange equation is $f''(x)=U(x)f(x)$ – that's missing the term $Ef(x)$, which arises if you take into account the normalisation constraint using a Lagrange multiplier (or equivalently if you divide the functional by the square of the norm). And the harmonic oscillator ground state does satisfy the Euler-Lagrange equation.